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This Core Alpha Plus Disruptive Innovation strategy offers investors access to a managed portfolio of passive sector and active ARK Exchange Traded Funds (ETFs). ARK focuses solely on offering investment solutions to capture disruptive innovation in the public markets that span market capitalization and sectors with low overlap to broad market indices. ARK seeks long-term growth by accessing companies at the forefront of innovation in some of the most promising areas of the economy. Green Harvest’s Disruptive Innovation strategy allocates approximately:

• 30% to ARK actively managed ETFs (50% of Information Technology, Health Care, Financials, & Industrials sectors is from ARK ETFs)
• 70% to passive, market-cap weighted sector ETFs

This tax-beneficial strategy seeks to minimize or reduce taxes by capturing capital losses that may be used to offset capital gains which may improve after-tax performance.

Fact Sheet

(click to download PDF)

Initial Anchor Holdings (New Portfolio as of 6/30/20)

SymbolETF%
ARKWARK Next Generation Internet ETF13.6
XLKU.S. Technology Select Sector SPDR®13.6
XLYU.S. Consumer Discretionary Select Sector SPDR®10.8
XLCU.S. Communication Services Select Sector SPDR®10.7
ARKGARK Genomic Revolution Multi-Sector ETF7.4
XLVU.S. Health Care Select Sector SPDR®7.4
XLPU.S. Consumer Staples Select SPDR®
7.1
ARKFARK Fintech Innovation ETF5.1
XLFU.S. Financial Select Sector SPDR®5.1
ARKQARK Industrial Innovation ETF4.0
XLIU.S. Industrial Select Sector SPDR®4.0
XLUU.S. Utilities Select Sector SPDR®3.1
XLREU.S. Real Estate Select SPDR®2.8
XLEU.S. Energy Select Sector SPDR®2.8
XLBU.S. Materials Select Sector SPDR®2.5

Strategy Details

Inception 6/30/20
BenchmarkS&P 500 Index
Number of Initial Holdings15
Average ETF Expense Ratio0.32%

Performance quoted represents past performance, which is no guarantee of future results. Investment return and principal value will fluctuate, so you may have a gain or loss when the portfolio is liquidated. Current performance may be higher or lower than that quoted. Performance of an index is not illustrative of any particular investment and does not include the impact of advisory fees. It is not possible to invest directly in an index.

GHAM invests client portfolios in ETFs that invest in equity securities. Clients will be subject to the risks associated with equity securities, which include the rapid decline of market values due to general market conditions or company-specific factors. To the extent that a particular sector ETF is a significant portion of the portfolio, factors impacting that sector could cause the portfolio’s value to fluctuate more widely than a more diversified portfolio. The S&P 500 index is currently significantly weighted to Technology companies, so the performance of client portfolios will be more impacted by the performance of Technology companies than other types of companies. Technology companies typically face intense competition and risk of products becoming obsolete, factors that can contribute to more volatile performance than other types of companies.
The strategy seeks to provide exposure aligned with the benchmark while generating capital losses that may be used to offset taxable gains. GHAM does not seek to outperform the benchmark and thus, client portfolios may underperform other forms of active management.
GHAM does not provide tax advice. GHAM works with outside accounting firms and outside tax counsel that provide ongoing guidance and updates on all relevant tax law. Federal, state and local tax laws are subject to change. GHAM is not responsible for providing clients updates on any changes in tax laws, rules or statutes.
Composite performance calculations based on asset weighted average of all accounts in the strategy.
Reasons to harvest capital losses, sources of capital gains and the suggestion that mutual funds distribute capital gains are for illustrative purposes only. The availability of tax alpha is highly dependent upon the initial date and time of investment as well as market direction and security volatility during the investment period. Tax loss harvesting outcomes may vary greatly for clients who invest on different days, weeks, months and all other time periods.
S&P 500® Index is a total return, float-adjusted market capitalization-weighted index of 500 common stocks chosen for market size, liquidity, and industry group representation to represent U.S. equity performance. Total return indexes include reinvestments of all dividends.
Initial Anchor Holdings are as of the date stated and are subject to change.
GHAM is solely responsible for the content of its website. The sponsor/broker dealer firm has not reviewed or verified the accuracy or completeness of its content and is not responsible for any statements included therein.
This material is not intended to recommend or offer any particular security. GHAM is not affiliated with any of the ETF sponsors represented in client portfolios.

All data and conclusions derived from data in this factsheet are unaudited and their reliability and accuracy is not guaranteed.
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